Filing Details
- Accession Number:
- 0001137411-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 12:00:00
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 15:29:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237337 | W Ronald Kirchenbauer | M/S 124-223 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-27 | 5,589 | $36.55 | 22,798 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-01-27 | 6,324 | $44.85 | 29,122 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-01-27 | 7,500 | $30.39 | 36,622 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-27 | 700 | $64.90 | 35,922 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 2,100 | $64.88 | 33,822 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 800 | $64.87 | 33,022 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 6,000 | $64.86 | 27,022 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-27 | 9,813 | $64.85 | 17,209 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-27 | 5,589 | $0.00 | 5,589 | $36.55 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-27 | 6,324 | $0.00 | 6,324 | $44.85 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-27 | 7,500 | $0.00 | 7,500 | $30.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-02 | No | 4 | M | Direct | |
0 | 2015-11-17 | No | 4 | M | Direct | |
20,800 | 2018-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,144 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of January 3, 2011.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 3, 2011.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on November 2, 2005, 2006 and 2007.
- The options became exercisable in three equal installments on November 17, 2006, 2007 and 2008.
- 9,432 options became exercisable November 21, 2009, 9,434 options became exercisable on November 21, 2010 and 9,434 options will become exercisable on November 21, 2011.