Filing Details

Accession Number:
0001137411-11-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-31 12:00:00
Reporting Period:
2011-01-27
Filing Date:
2011-01-31
Accepted Time:
2011-01-31 15:29:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237337 W Ronald Kirchenbauer M/S 124-223
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Sr. Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-27 5,589 $36.55 22,798 No 4 M Direct
Common Stock Acquisiton 2011-01-27 6,324 $44.85 29,122 No 4 M Direct
Common Stock Acquisiton 2011-01-27 7,500 $30.39 36,622 No 4 M Direct
Common Stock Disposition 2011-01-27 700 $64.90 35,922 No 4 S Direct
Common Stock Disposition 2011-01-27 2,100 $64.88 33,822 No 4 S Direct
Common Stock Disposition 2011-01-27 800 $64.87 33,022 No 4 S Direct
Common Stock Disposition 2011-01-27 6,000 $64.86 27,022 No 4 S Direct
Common Stock Disposition 2011-01-27 9,813 $64.85 17,209 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-27 5,589 $0.00 5,589 $36.55
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-27 6,324 $0.00 6,324 $44.85
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-27 7,500 $0.00 7,500 $30.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-11-02 No 4 M Direct
0 2015-11-17 No 4 M Direct
20,800 2018-11-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,144 Indirect By Savings Plan
Footnotes
  1. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of January 3, 2011.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 3, 2011.
  3. Employee stock options granted pursuant to the Company's stock based plans.
  4. The options became exercisable in three equal installments on November 2, 2005, 2006 and 2007.
  5. The options became exercisable in three equal installments on November 17, 2006, 2007 and 2008.
  6. 9,432 options became exercisable November 21, 2009, 9,434 options became exercisable on November 21, 2010 and 9,434 options will become exercisable on November 21, 2011.