Filing Details
- Accession Number:
- 0001144204-11-005505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 12:00:00
- Reporting Period:
- 2007-12-20
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 16:11:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122063 | Beacon Enterprise Solutions Group Inc | BEAC.OTC | Telephone Communications (No Radiotelephone) (4813) | 810438093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421467 | D John Rhodes | 1961 Bishop Lane Louisville KY US 40218 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2007-02-20 | 300,000 | $1.00 | 300,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-26 | 10,000 | $1.32 | 310,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-18 | 25,000 | $1.03 | 335,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-08-23 | 75,000 | $0.50 | 410,000 | No | 4 | P | Direct | |
| Series B Convertibel Preferred Stock, $1,000 Stated Value | Acquisiton | 2008-07-14 | 400 | $1,000.00 | 400 | No | 4 | A | Direct | |
| Series B Convertibel Preferred Stock, $1,000 Stated Value | Acquisiton | 2009-02-16 | 300 | $1,000.00 | 700 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Equity financing arrangement Warrants - #2 | Acquisiton | 2008-12-31 | 16,667 | $1.00 | 16,667 | $1.00 |
| Common Stock | Equity Financing Warrants | Acquisiton | 2008-08-20 | 100,000 | $1.00 | 100,000 | $1.00 |
| Common Stock | Bridge Warrants | Acquisiton | 2008-11-20 | 28,000 | $1.00 | 28,000 | $1.00 |
| Common Stock | Equity financing Warrants - #3 | Acquisiton | 2009-09-09 | 33,333 | $1.00 | 33,333 | $1.00 |
| Common Stock | Compensatory Warrants | Acquisiton | 2008-03-26 | 300,000 | $1.00 | 300,000 | $1.00 |
| Common Stock | Bridge Warrants - #2 | Acquisiton | 2009-08-07 | 25,000 | $1.00 | 25,000 | $1.00 |
| Common Stock | Bridge Warrants - #2 | Acquisiton | 2009-10-06 | 37,500 | $1.00 | 37,500 | $1.00 |
| Common Stock | Bridge Warrants - #2 | Acquisiton | 2009-11-05 | 50,000 | $1.00 | 50,000 | $1.00 |
| Common Stock | Series B Convertible Preferred Stock | Acquisiton | 2008-07-14 | 444,444 | $1.00 | 444,444 | $1.00 |
| Common Stock | Series B Convertible Preferred Stock | Acquisiton | 2009-02-16 | 333,333 | $1.00 | 333,333 | $1.00 |
| Common Stock | Series B Convertible Preferred Stock Warrant | Acquisiton | 2008-07-14 | 200,000 | $1.00 | 200,000 | $1.00 |
| Common Stock | Series B Convertible Preferred Stock Warrant | Acquisiton | 2009-02-16 | 150,000 | $1.00 | 150,000 | $1.00 |
| Common Stock | Convertible Note Warrants | Acquisiton | 2007-12-20 | 166,667 | $1.00 | 166,667 | $1.00 |
| Common Stock | Credit Facility Warrants | Acquisiton | 2010-12-31 | 75,000 | $1.00 | 75,000 | $1.00 |
| Common Stock | Credit Facility Warrants | Acquisiton | 2011-01-31 | 15,000 | $1.00 | 15,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 249,998 | 2008-12-31 | 2013-12-31 | No | 4 | A | Direct |
| 100,000 | 2008-08-20 | 2013-08-20 | No | 4 | A | Direct |
| 173,000 | 2008-11-20 | 2013-11-20 | No | 4 | A | Direct |
| 366,664 | 2009-09-09 | 2014-09-09 | No | 4 | A | Direct |
| 300,000 | 2008-03-26 | 2013-03-26 | No | 4 | A | Direct |
| 25,000 | 2009-08-07 | 2014-08-07 | No | 4 | A | Direct |
| 62,500 | 2009-10-06 | 2014-10-06 | No | 4 | A | Direct |
| 112,500 | 2009-11-05 | 2014-11-05 | No | 4 | A | Direct |
| 444,444 | 2008-07-14 | 2013-07-14 | No | 4 | A | Direct |
| 777,777 | 2009-02-16 | 2009-02-16 | No | 4 | A | Direct |
| 200,000 | 2008-07-14 | 2013-07-14 | No | 4 | A | Direct |
| 350,000 | 2009-02-16 | 2009-02-16 | No | 4 | A | Direct |
| 166,667 | 2007-12-20 | 2012-12-20 | No | 4 | A | Direct |
| 75,000 | 2010-12-31 | 2015-12-31 | No | 4 | A | Direct |
| 90,000 | 2011-01-31 | 2011-01-31 | No | 4 | A | Direct |
Footnotes
- Par value $0.001 per share
- Warrants awarded in increments of 33,333 per monthly for duration of Equity Financing Arrangement. Awards were made monthly from 6-15-2008 to 12-15-2008 for a total of 233,331 warrants issued. The Arrangement was terminated on 12/31/2008 thereby another 16,667 warrants were issued for the 15 days between 12/15 and 12/31 for a total of 250,000.
- 125,000 Bridge Warrants issued at inception of Bridge Note with 20,000 warrants issued in increments of 2,000 monthly from 2/15 to 11/15/2008. Remaining warrants of 28,000 issued on 11/20/2008 for a total of 173,000 Bridge Warrants issued.
- Equity Financing Warrants - #3 awarded in initital increment of 100,000 on 1/9/2009 at inception of Equity Financing Arrangement and thereafter in increments of 33,333 monthly from 2/9 to 9/9/2009 for total warrants issued of 366,664.
- Each Series B Preferred Stock is convertible into Common Stock at a ratio of 1:1,111.
- Each Series B Convertible Preferred Stock carries a warrant convertible into 1/2 share of Common Stock.
Billionaire Hedge Funds
