Filing Details
- Accession Number:
- 0001455754-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-28 12:00:00
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-28
- Accepted Time:
- 2011-01-28 16:29:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204717 | C John Mitchell | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2011-01-27 | 658 | $14.35 | 31,772 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2011-01-27 | 658 | $24.27 | 31,114 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 658 | $0.00 | 658 | $14.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-01-28 | 2012-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 164,041 | Indirect | by Corporation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $17.60 | 2004-01-01 | 2013-01-01 | 1,012 | 1,012 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.75 | 2006-05-01 | 2015-05-01 | 1,750 | 1,750 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $21.74 | 2007-05-01 | 2016-05-01 | 1,625 | 1,625 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.14 | 2005-01-01 | 2014-01-01 | 1,438 | 1,438 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.48 | 2008-05-01 | 2017-05-01 | 1,800 | 1,800 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.55 | 2009-05-01 | 2018-05-01 | 2,000 | 2,000 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $23.27 | 2006-01-20 | 2015-01-20 | 700 | 700 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $23.83 | 2006-11-10 | 2014-11-10 | 1,034 | 1,034 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-01-01 | 1,012 | 1,012 | Direct |
| 2015-05-01 | 1,750 | 1,750 | Direct |
| 2016-05-01 | 1,625 | 1,625 | Direct |
| 2014-01-01 | 1,438 | 1,438 | Direct |
| 2017-05-01 | 1,800 | 1,800 | Direct |
| 2018-05-01 | 2,000 | 2,000 | Direct |
| 2015-01-20 | 700 | 700 | Direct |
| 2014-11-10 | 1,034 | 1,034 | Direct |
Footnotes
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.
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