Filing Details
- Accession Number:
- 0001127602-11-002051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-21 12:00:00
- Reporting Period:
- 2011-01-17
- Filing Date:
- 2011-01-21
- Accepted Time:
- 2011-01-21 12:50:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334322 | David Dingle | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Ceo, Carnival Uk | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2011-01-17 | 95 | $49.40 | 28 | No | 4 | S | Indirect | By Spouse |
Ordinary Shares | Acquisiton | 2011-01-19 | 13,264 | $0.00 | 55,220 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
No | 4 | A | Direct |
Footnotes
- Approximate US dollar equivalent price based sale price of GBP31.12 applying the January 17, 2011 exchange rate of 1.58740.
- Award made pursuant to the Carnival plc 2005 Employee Share Plan.
- Award of restricted stock units which represents a hypothetical interest in Carnival plc ordinary shares, which will vest on the third anniversary of the grant date. The restricted stock units will accumulate dividend equivalents and may only be settled in shares.
- The grant was approved by the Compensation Committee as a total value to be received in the form of restricted stock units. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.