Filing Details
- Accession Number:
- 0001209191-11-003502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-13
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 16:56:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1130340 | A David Woodle | 3871 Lakefield Drive Suwanee GA 30024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-13 | 59,339 | $7.07 | 59,339 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-13 | 59,339 | $12.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-14 | 114,640 | $6.85 | 114,640 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-14 | 114,640 | $12.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-14 | 83,961 | $7.07 | 83,961 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-14 | 83,961 | $12.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-14 | 70,089 | $5.97 | 70,089 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-14 | 70,089 | $12.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-18 | 15,891 | $5.97 | 15,891 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-18 | 15,891 | $12.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-18 | 85,980 | $6.84 | 85,980 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-18 | 85,980 | $12.50 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,651 | Indirect | IRA |
Common Stock | 28,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $7.07 | 2012-08-17 | 0 | 0 | Direct | |
Common Stock | Stock option | $6.85 | 2012-10-11 | 0 | 0 | Direct | |
Common Stock | Stock option | $5.97 | 2013-06-28 | 0 | 0 | Direct | |
Common Stock | Stock option | $6.84 | 2014-07-04 | 0 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-08-17 | 0 | 0 | Direct |
2012-10-11 | 0 | 0 | Direct |
2013-06-28 | 0 | 0 | Direct |
2014-07-04 | 0 | 0 | Direct |
Footnotes
- Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- Represents stock units that convert to common stock on a one for one basis at a time predetermined at the time of grant.
- Stock options are currently fully exercisable