Filing Details
- Accession Number:
- 0000717724-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-18
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 17:00:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200534 | Gene Wexler | C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901 | Svp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-01-18 | 16,000 | $11.84 | 28,513 | No | 4 | M | Direct | |
| Common | Disposition | 2011-01-18 | 16,000 | $26.56 | 12,513 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Option to Buy | Disposition | 2011-01-18 | 16,000 | $0.00 | 16,000 | $11.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-12 | 2015-10-12 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Option to Buy | $23.30 | 2007-11-29 | 2016-11-29 | 4,000 | 4,000 | Direct |
| Common | Option to Buy | $14.99 | 2009-09-18 | 2018-09-18 | 50,000 | 50,000 | Direct |
| Common | Option To Buy | $17.67 | 2010-09-24 | 2019-09-24 | 20,000 | 20,000 | Direct |
| Common | Option To Buy | $23.39 | 2011-09-23 | 2020-09-23 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-11-29 | 4,000 | 4,000 | Direct |
| 2018-09-18 | 50,000 | 50,000 | Direct |
| 2019-09-24 | 20,000 | 20,000 | Direct |
| 2020-09-23 | 20,000 | 20,000 | Direct |
Footnotes
- Includes 5,000 restricted shares awarded under the Company's 2001 Stock Incentive Plan.
- Granted under the Company's 2001 Stock Incentive Plan.
- Exercisable in five equal annual installments with the first installment on the date indicated.
- Exercisable in four equal annual installments with the first installment on the date indicated.
Billionaire Hedge Funds
