Filing Details
- Accession Number:
- 0001209191-11-003559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2010-01-13
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 18:28:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1022701 | Neomedia Technologies Inc | NEOM | Services-Computer Integrated Systems Design (7373) | 363680347 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201677 | Michael J Cline | 51 Madison Avenue 31St Floor New York NY 10010 | No | No | Yes | No | |
1509836 | Jmc Holdings, L.p. | 51 Madison Avenue 31St Floor New York NY 10010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-13 | 1,202,749 | $0.00 | 6,443,299 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2011-01-13 | 115,847 | $0.09 | 6,327,452 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-01-14 | 94,314 | $0.08 | 6,233,138 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-01-18 | 526,491 | $0.05 | 5,706,647 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-01-13 | 70 | $0.00 | 1,202,749 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
305 | No | 4 | C | Indirect |
Footnotes
- Each share of the Series C Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), represented herein is convertible into 17,182.13 shares of common stock, par value $0.001 per share, of the Issuer (the "Common Stock"), and had no expiration date. The Certificate of Designation of the Preferred Stock provides that each share of the Preferred Stock is convertible into Common Stock of the Issuer equal to the quotient of the liquidation amount divided by the conversion price. The liquidation amount is equal to one thousand dollars ($1,000) per share of Preferred Stock. The conversion price is equal to, at the option of the holder, the lesser of (i) fifty cents ($0.50) or (ii) 97% of the lowest closing bid price of the Common Stock for the one hundred twenty-five (125) trading days immediately preceding the date of conversion, as quoted by Bloomberg LP.
- JMC Holdings, L.P. directly beneficially owns the reported securities. J. Michael Cline is the general partner of JMC Holdings, L.P. J. Michael Cline and JMC Holdings, L.P. disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Issuer's shares in which such persons have no actual pecuniary interest.