Filing Details
- Accession Number:
- 0001209191-11-003486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-13
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 16:42:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428527 | M David Collins | 700 Nw 107Th Ave Suite 400 Miami FL 33172 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-01-13 | 2,100 | $18.32 | 75,960 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-01-13 | 2,100 | $20.16 | 73,860 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-01-18 | 1,854 | $20.63 | 72,006 | No | 4 | F | Direct | |
Class B Common Stock | Acquisiton | 2011-01-13 | 210 | $0.00 | 1,209 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-13 | 2,100 | $0.00 | 2,100 | $18.32 |
Class B Common Stock | Stock Option (Right to Acquire) | Disposition | 2011-01-13 | 210 | $0.00 | 210 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | $26.32 | 2006-01-25 | 2012-01-25 | 4,200 | 4,200 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $62.68 | 2007-01-05 | 2011-01-05 | 7,500 | 7,500 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $13.54 | 2009-07-23 | 2013-07-23 | 25,000 | 25,000 | Direct |
Class B Common Stock | Stock Option (Right to Acquire) | $0.00 | 2006-01-25 | 2012-01-25 | 420 | 420 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-25 | 4,200 | 4,200 | Direct |
2011-01-05 | 7,500 | 7,500 | Direct |
2013-07-23 | 25,000 | 25,000 | Direct |
2012-01-25 | 420 | 420 | Direct |
Footnotes
- Surrendered shares to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan.
- The Class B Common Stock was issued as a result of anti-dilution provisions with regard to certain exercises of options that relate to Class A Common Stock.
- These stock options become exercisable in installments of 25% on each of the first four anniversaries of the grant date.
- Represents shares of Class B Common Stock to be issued upon the exercise of certain options to purchase Class A Common Stock.