Filing Details
- Accession Number:
- 0001181431-11-003934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-13
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 15:00:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478085 | Graham Packaging Co Inc. | GRM | Miscellaneous Plastics Products (3080) | 522076126 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481248 | F Martin Sauer | 2401 Pleasant Valley Road York PA 17402 | Senior Vp, Global Sourcing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-01-13 | 22,688 | $0.00 | 22,688 | No | 4 | C | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-01-13 | 22,688 | $14.30 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Limited Partnership Units | Options to purchase limited partnership units (right to buy) | Disposition | 2011-01-13 | 22,688 | $0.00 | 22,688 | $6.82 |
Common Stock, Par Value $0.01 Per Share | Limited partnership units | Acquisiton | 2011-01-13 | 22,688 | $6.82 | 22,688 | $0.00 |
Common Stock, Par Value $0.01 Per Share | Limited partnership units | Disposition | 2011-01-13 | 22,688 | $0.00 | 22,688 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-01 | No | 4 | M | Direct | |
22,688 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Shares of common stock of Graham Packaging Company Inc. were acquired upon exchange of limited partnership units of Graham Packaging Holdings Company in accordance with a Management Option Unit Exchange Agreement.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously established by the reporting person. [NTD: please confirm this is accurate.]
- All 22,688 options exercised by the reporting person were vested.
- The limited partnership units of Graham Packaging Holdings Company are, subject to certain restrictions in a Management Option Unit Exchange Agreement, exchangeable on a one-for-one basis for shares of Graham Packaging Company Inc. common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.