Filing Details
- Accession Number:
- 0000950103-11-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-13
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 17:02:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283713 | Deborah Hayward | Ultra Clean Holdings, Inc. 26462 Corporate Ave. Hayward CA 94545 | Sr. Vice President, Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-13 | 10,000 | $1.00 | 41,251 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-13 | 10,000 | $12.00 | 31,251 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-13 | 10,000 | $0.00 | 10,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,250 | 2004-02-21 | 2013-02-21 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted in November 2009
- The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.