Filing Details
- Accession Number:
- 0001209191-11-003388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-18 12:00:00
- Reporting Period:
- 2011-01-14
- Filing Date:
- 2011-01-18
- Accepted Time:
- 2011-01-18 12:55:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1272480 | J Kimberly Mcwaters | 20410 N. 19Th Avenue Suite 200 Phoenix AZ 85027 | President, Chief Exec Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2011-01-14 | 58,544 | $4.37 | 203,821 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2011-01-14 | 18,544 | $19.50 | 185,277 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2011-01-14 | 20,000 | $19.36 | 165,277 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2011-01-14 | 20,000 | $19.37 | 145,277 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2011-01-14 | 58,544 | $4.40 | 58,544 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 147,298 | 2003-04-02 | 2012-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.0001 Par Value | 1,878 | Indirect | Spouse |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2010.
- Listed price is based on an average stock price with the price ranging between $19.20 - $19.50.
- Listed price is based on an average stock price with the price ranging between $19.18 - $19.50.
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