Filing Details
- Accession Number:
- 0001437402-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 12:00:00
- Reporting Period:
- 2010-12-30
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 20:34:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211588 | E Hock Tan | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2010-12-30 | 27,752 | $5.00 | 127,752 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2010-12-30 | 27,752 | $28.90 | 100,000 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2010-12-31 | 600 | $5.00 | 100,600 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2010-12-31 | 600 | $28.90 | 100,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2010-12-30 | 27,752 | $0.00 | 27,752 | $5.00 |
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2010-12-31 | 600 | $0.00 | 600 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 321,350 | 2016-04-12 | No | 4 | M | Direct | |
| 320,750 | 2016-04-12 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2010.
- These transactions were executed in multiple trades in prices ranging from $28.9011 to $28.9021. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Option is fully vested and exercisable.
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