Home > Insider Trading > Filing (0001225208-11-003261)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182226	B Chester Helck	880 Carillon Parkway St. Petersburg FL 33716	Chief Operating Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-01-18	20,000	$34.00	184,588	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,455	Indirect	ESOP
Common Stock	20,791	Indirect	Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$25.28		2016-01-24	25,000	25,000	Direct
Common Stock	Employee Stock Option (right to buy)	$30.44	2010-11-27	2014-01-27	15,000	15,000	Direct
Common Stock	Employee Stock Option (right to buy)	$24.97	2008-12-01	2012-02-01	15,000	15,000	Direct
Common Stock	Restricted Stock Units	$0.00	2013-12-15	2013-12-15	9,401	9,401	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-01-24	25,000	25,000	Direct
2014-01-27	15,000	15,000	Direct
2012-02-01	15,000	15,000	Direct
2013-12-15	9,401	9,401	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on December 16, 2010.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.04, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Includes number of shares acquired under ESOP through January 14, 2011.
Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
Options currently exercisable - 11,250; Options becoming exercisable - 3,750 on 02/01/2011
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.