Filing Details
- Accession Number:
- 0000009984-10-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 15:31:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-05 | 1,400 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-11-08 | 1,100 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-11-23 | 888,352 | $0.00 | 0 | No | 5 | G | Indirect | Trust #CF5046 |
| Common Stock | Acquisiton | 2010-11-23 | 243,694 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-11-23 | 191,558 | $0.00 | 236,578 | No | 5 | G | Indirect | Trust #CF5048 |
| Common Stock | Disposition | 2010-12-01 | 80,000 | $19.52 | 360,177 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Trust #CF5046 |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Trust #CF5048 |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,968 | Indirect | By 401(k) Plan |
| Common Stock | 3,925 | Indirect | By my wife |
| Common Stock | 39,356 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 418,768 | Indirect | Trust #42-01-100-8546559 |
| Common Stock | 76,470 | Indirect | Trust #42-01-100-8550714 |
| Common Stock | 161,652 | Indirect | Trust #42-01-100-8550720 |
| Common Stock | 487,540 | Indirect | Trust #42-01-100-8550719 |
| Common Stock | 414,756 | Indirect | Trust #42-01-100-8546558 |
| Common Stock | 84,432 | Indirect | Trust #42-01-100-8550713 |
| Common Stock | 300,196 | Indirect | Trust #CF-2078 |
| Common Stock | 177,409 | Indirect | Trust #CF2363 |
Footnotes
- Distribution of 888,352 shares from W. Barnes 2008 GRAT No. CF5046, including 243,694 shares to Reporting Person.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- Includes a balance of 2947 Restricted Stock Units granted 2/10/09 and 4913 granted 2/8/10 that are subject to forfeiture if certain events occur.
- Transaction is made in accordance with a 10b5-1 Plan.
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