Filing Details
- Accession Number:
- 0001171437-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 17:32:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1165002 | Westwood Holdings Group Inc | WHG | Investment Advice (6282) | 752969997 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171437 | O Brian Casey | 200 Crescent Court Suite 1200 Dallas TX 75201 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-01 | 5,000 | $0.00 | 465,564 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-12-01 | 1,950 | $0.00 | 463,614 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 650 | $0.00 | 1,300 | No | 5 | G | Indirect | As UTMA custodian for daughter |
| Common Stock | Acquisiton | 2010-12-01 | 650 | $0.00 | 1,300 | No | 5 | G | Indirect | As UTMA custodian for son |
| Common Stock | Acquisiton | 2010-12-01 | 650 | $0.00 | 1,300 | No | 5 | G | Indirect | As UTMA custodian for son |
| Common Stock | Disposition | 2010-12-02 | 1,300 | $36.36 | 0 | No | 4 | S | Indirect | As UTMA custodian for daughter |
| Common Stock | Disposition | 2010-12-02 | 1,300 | $36.36 | 0 | No | 4 | S | Indirect | As UTMA custodian for son |
| Common Stock | Disposition | 2010-12-02 | 1,300 | $36.36 | 0 | No | 4 | S | Indirect | As UTMA custodian for son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | As UTMA custodian for daughter |
| No | 5 | G | Indirect | As UTMA custodian for son |
| No | 5 | G | Indirect | As UTMA custodian for son |
| No | 4 | S | Indirect | As UTMA custodian for daughter |
| No | 4 | S | Indirect | As UTMA custodian for son |
| No | 4 | S | Indirect | As UTMA custodian for son |
Footnotes
- Represents gift of shares to a charitable gift fund.
- Represents transfer of shares to reporting person as custodian for each of his three children under Uniform Transfers to Minors Act.
- Represents transfer of shares to reporting person as custodian for daughter under Uniform Transfers to Minors Act.
- Represents transfer of shares to reporting person as custodian for son under Uniform Transfers to Minors Act.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $35.81 to $36.55 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
Billionaire Hedge Funds
