Filing Details
- Accession Number:
- 0001209191-10-058442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 19:02:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467442 | Patricio Cuesta | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Director Sam | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-01 | 1,238 | $69.25 | 3,335 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 630 | $38.96 | 3,965 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 452 | $69.23 | 3,513 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 1,232 | $40.25 | 4,745 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 898 | $69.23 | 3,847 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 2,400 | $40.28 | 6,247 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 1,749 | $69.23 | 4,498 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 1,000 | $43.13 | 5,498 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 755 | $69.23 | 4,743 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 1,202 | $13.64 | 5,945 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 575 | $69.23 | 5,370 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 1,400 | $13.64 | 6,770 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 670 | $69.23 | 6,100 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-12-03 | 2,765 | $70.77 | 3,335 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-12-01 | 630 | $0.00 | 630 | $38.96 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-12-01 | 1,232 | $0.00 | 1,232 | $40.25 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-12-01 | 2,400 | $0.00 | 2,400 | $40.28 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-12-01 | 1,000 | $0.00 | 1,000 | $43.13 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-12-01 | 1,202 | $0.00 | 1,202 | $13.64 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-12-01 | 1,400 | $0.00 | 1,400 | $13.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
280 | 2016-11-30 | No | 4 | M | Direct | |
0 | 2017-05-29 | No | 4 | M | Direct | |
3,600 | 2017-12-31 | No | 4 | M | Direct | |
1,500 | 2018-02-28 | No | 4 | M | Direct | |
4,811 | 2019-02-27 | No | 4 | M | Direct | |
5,600 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $70.75 to $70.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which all were vested by November 30, 2009.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which all were vested by May 29, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested December 31, 2008, 20% vested December 31, 2009 and the remaining 60% will vest on December 31, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% will vest February 28, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2010, 20% will vest February 27, 2011 and the remaining 60% will vest February 27, 2012.