Filing Details
- Accession Number:
- 0001342116-10-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 16:41:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366000 | Randy Gottfried | C/O Riverbed Technology, Inc. 199 Fremont St. San Francisco CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-01 | 20,000 | $3.00 | 321,302 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 19,600 | $34.33 | 301,702 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-01 | 400 | $34.97 | 301,302 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-12-01 | 20,000 | $0.00 | 20,000 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,000 | 2016-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,786 | Indirect | by Trust |
Footnotes
- Sales effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2009 and amended on February 18, 2010 by the Randy S. Gottfried Trust dated January 7, 2005.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $33.90 to $34.89 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $34.95 to $35.00 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held directly by Randy S. Gottfried, Trustee of the Randy S. Gottfried Trust dated January 7, 2005.
- This option was previously reported as covering 50,000 shares at an exercise price of $6.00 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2006.