Filing Details
- Accession Number:
- 0001209191-10-058426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 17:48:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1339455 | Somaxon Pharmaceuticals Inc. | SOMX | Pharmaceutical Preparations (2834) | 200161599 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024004 | F David Hale | C/O Somaxon Pharmaceuticals, Inc. 3570 Carmel Mountain Road, Suite 100 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-02 | 8,050 | $0.00 | 468,630 | No | 5 | G | Indirect | By Hale Family Trust UTD 2/10/86 |
Common Stock | Disposition | 2010-11-20 | 550 | $0.00 | 468,080 | No | 5 | G | Indirect | By Hale Family Trust UTD 2/10/86 |
Common Stock | Disposition | 2010-12-01 | 107,893 | $2.68 | 360,187 | No | 4 | S | Indirect | By Hale Family Trust UTD 2/10/86 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Hale Family Trust UTD 2/10/86 |
No | 5 | G | Indirect | By Hale Family Trust UTD 2/10/86 |
No | 4 | S | Indirect | By Hale Family Trust UTD 2/10/86 |
Footnotes
- This sale of shares of common stock underlying vested restricted stock units was effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, primarily to cover the taxes payable upon the vesting of 203,573 restricted stock units on December 1, 2010.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $2.64 to $2.73 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.