Filing Details

Accession Number:
0000045012-10-000367
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-03 12:00:00
Reporting Period:
2010-12-01
Filing Date:
2010-12-03
Accepted Time:
2010-12-03 18:24:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
45012 Halliburton Co HAL Oil & Gas Field Services, Nec (1389) 752677995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198405 J David Lesar 3000 N. Sam Houston Parkway E.
Houston TX 77032
Chairman, Pres. And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-01 96,300 $39.19 958,257 No 4 A Direct
Common Stock Disposition 2010-12-01 7,655 $39.19 950,602 No 4 D Direct
Common Stock Disposition 2010-12-02 22,373 $40.00 928,229 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Buy Common Stock Acquisiton 2010-12-01 108,000 $39.19 108,000 $39.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
108,000 2010-12-01 2020-12-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 208,000 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Opton to Buy Common Stock $15.42 2008-12-02 2018-12-02 174,716 174,716 Direct
Common Stock Option to Buy Common Stock $29.35 2009-12-01 2019-12-01 128,400 128,400 Direct
Common Stock Option to Buy Common Stock $19.31 2004-12-02 2014-12-02 46,000 46,000 Direct
Common Stock Option to Buy Common Stock $22.04 2005-03-03 2015-03-03 133,334 133,334 Direct
Common Stock Option to Buy Common Stock $36.90 2007-12-05 2017-12-05 110,700 110,700 Direct
Common Stock Option to Buy Common Stock $33.17 2006-12-06 2016-12-06 348,699 348,699 Direct
Common Stock Option to Buy Common Stock $32.39 2005-12-07 2015-12-07 180,000 180,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-02 174,716 174,716 Direct
2019-12-01 128,400 128,400 Direct
2014-12-02 46,000 46,000 Direct
2015-03-03 133,334 133,334 Direct
2017-12-05 110,700 110,700 Direct
2016-12-06 348,699 348,699 Direct
2015-12-07 180,000 180,000 Direct
Footnotes
  1. Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
  2. On December 1, 2010, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $39.19.
  3. Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
  4. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2010.
  5. Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
  6. The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.