Filing Details
- Accession Number:
- 0000045012-10-000367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 18:24:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198405 | J David Lesar | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Chairman, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-01 | 96,300 | $39.19 | 958,257 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-12-01 | 7,655 | $39.19 | 950,602 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-12-02 | 22,373 | $40.00 | 928,229 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Buy Common Stock | Acquisiton | 2010-12-01 | 108,000 | $39.19 | 108,000 | $39.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
108,000 | 2010-12-01 | 2020-12-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 208,000 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Opton to Buy Common Stock | $15.42 | 2008-12-02 | 2018-12-02 | 174,716 | 174,716 | Direct |
Common Stock | Option to Buy Common Stock | $29.35 | 2009-12-01 | 2019-12-01 | 128,400 | 128,400 | Direct |
Common Stock | Option to Buy Common Stock | $19.31 | 2004-12-02 | 2014-12-02 | 46,000 | 46,000 | Direct |
Common Stock | Option to Buy Common Stock | $22.04 | 2005-03-03 | 2015-03-03 | 133,334 | 133,334 | Direct |
Common Stock | Option to Buy Common Stock | $36.90 | 2007-12-05 | 2017-12-05 | 110,700 | 110,700 | Direct |
Common Stock | Option to Buy Common Stock | $33.17 | 2006-12-06 | 2016-12-06 | 348,699 | 348,699 | Direct |
Common Stock | Option to Buy Common Stock | $32.39 | 2005-12-07 | 2015-12-07 | 180,000 | 180,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-02 | 174,716 | 174,716 | Direct |
2019-12-01 | 128,400 | 128,400 | Direct |
2014-12-02 | 46,000 | 46,000 | Direct |
2015-03-03 | 133,334 | 133,334 | Direct |
2017-12-05 | 110,700 | 110,700 | Direct |
2016-12-06 | 348,699 | 348,699 | Direct |
2015-12-07 | 180,000 | 180,000 | Direct |
Footnotes
- Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
- On December 1, 2010, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $39.19.
- Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2010.
- Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
- The options granted become exercisable on each of the first, second and third aniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the option.