Filing Details
- Accession Number:
- 0001209191-10-058362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 16:34:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340282 | Rosetta Resources Inc. | ROSE | Crude Petroleum & Natural Gas (1311) | 432083519 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397534 | Lewis Gerald Maxwell | 717 Texas Suite 2800 Houston TX 77002 | Vice President,Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-01 | 4,797 | $18.50 | 45,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 4,797 | $37.62 | 40,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-02 | 9,203 | $18.50 | 49,973 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-02 | 1,000 | $17.78 | 50,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 10,203 | $38.01 | 40,770 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2010-12-02 | 1,000 | $0.00 | 1,000 | $17.78 |
| Common Stock | Non-qualified Stock Option | Disposition | 2010-12-01 | 4,797 | $0.00 | 4,797 | $18.50 |
| Common Stock | Non-qualified Stock Option | Disposition | 2010-12-02 | 9,203 | $0.00 | 9,203 | $18.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,875 | 2009-02-01 | 2018-02-01 | No | 4 | M | Direct |
| 9,203 | 2006-02-13 | 2015-11-01 | No | 4 | M | Direct |
| 0 | 2006-02-13 | 2015-11-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.60 to $37.645. The price reported above reflects the weighed average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $38.00 to $38.09. The price reported above reflects the weighed average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options vested 25% on the first anniversary date of grant, 25% on second aniversary date of grant and 50% on third anniversary date of grant.
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