Filing Details
- Accession Number:
- 0001203311-10-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:00:00
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 19:26:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202786 | Morris Rosenberg | 21823 30Th Drive Se Bothell WA 98021 | Evp, Process Sciences | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-02 | 10,000 | $6.72 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 10,000 | $15.86 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-02 | 9,520 | $6.72 | 9,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 9,520 | $15.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-02 | 5,480 | $6.72 | 5,480 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 5,480 | $15.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-12-02 | 9,520 | $0.00 | 9,520 | $6.72 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-02 | 10,000 | $0.00 | 10,000 | $6.72 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-02 | 5,480 | $0.00 | 5,480 | $6.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2011-07-09 | No | 4 | M | Direct | |
| 5,480 | 2011-07-09 | No | 4 | M | Direct | |
| 0 | 2011-07-09 | No | 4 | M | Direct |
Footnotes
- 15.8631 represents an average price per share for the shares sold on 12/02/10. The sell price for shares sold on this day ranged from $15.86 to $15.87.
- 15.7776 represents an average price per share for the shares sold on 12/02/10. The sell price for shares sold on this day ranged from $15.76 to $15.83.
- Shares shall vest at a rate of 25% on 7/9/02 and monthly thereafter until all the shares are fully vested on 7/9/05.
Billionaire Hedge Funds
