Filing Details

Accession Number:
0000930413-10-005926
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-02 12:00:00
Reporting Period:
2010-11-30
Filing Date:
2010-12-02
Accepted Time:
2010-12-02 16:03:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372000 Universal Power Group Inc. UPG Wholesale-Electrical Apparatus & Equipment, Wiring Supplies (5063) 751288690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032469 M Robert Gutkowski C/O Universal Power Group Inc.
1720 Hayden Road
Carrollton TX 75006
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-30 2,200 $1.97 2,200 No 4 M Direct
Common Stock Disposition 2010-11-30 2,200 $0.00 0 No 4 S Direct
Common Stock Acquisiton 2010-12-01 3,150 $1.97 3,150 No 4 M Direct
Common Stock Disposition 2010-12-01 3,150 $0.00 0 No 4 S Direct
Common Stock Acquisiton 2010-12-02 4,650 $1.97 4,650 No 4 M Direct
Common Stock Disposition 2010-12-02 4,650 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2010-11-30 2,200 $0.00 2,200 $1.97
Common Stock Options Disposition 2010-12-01 3,150 $0.00 3,150 $1.97
Common Stock Options Disposition 2010-12-02 4,650 $0.00 4,650 $1.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,800 2009-07-28 2019-07-27 No 4 M Direct
4,650 2009-07-28 2019-07-27 No 4 M Direct
0 2009-07-28 2019-07-27 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $4.48 2007-03-21 2016-12-19 10,000 10,000 Direct
Common Stock Options $3.81 2008-08-12 2018-08-11 10,000 10,000 Direct
Common Stock Options $3.47 2010-10-07 2020-10-06 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-19 10,000 10,000 Direct
2018-08-11 10,000 10,000 Direct
2020-10-06 10,000 10,000 Direct
Footnotes
  1. Not Applicable.
  2. Reflects the weighted average price of multiple same day open market sales within a one dollar price range of one another at prices ranging from $3.40 to $3.42 per share. The reporting person undertakes to provide upon request by commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  3. Reflects the weighted average price of multiple same day open market sales within a one dollar price range of one another at prices ranging from $3.40 to $3.45 per share. The reporting person undertakes to provide upon request by commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  4. Reflects the weighted average price of multiple same day open market sales within a one dollar price range of one another at prices ranging from $3.45 to $3.50 per share. The reporting person undertakes to provide upon request by commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.