Filing Details
- Accession Number:
- 0001001250-10-000294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 16:38:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008082 | P William Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Executive Chairman | Yes | Yes | Yes | No |
1008088 | M Gary Lauder | 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
1260297 | Lauder Gary Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes | |
1260298 | Lauder William Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-11-03 | 34,700 | $70.63 | 590,813 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-03 | 300 | $71.16 | 590,513 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-04 | 29,900 | $72.13 | 560,613 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-04 | 5,100 | $72.88 | 555,513 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-03 | 39,900 | $70.71 | 844,431 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-03 | 100 | $71.29 | 844,331 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-04 | 34,200 | $72.13 | 710,131 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-04 | 5,800 | $72.88 | 804,331 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-11-03 | 20,000 | $40.50 | 99,848 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-11-03 | 20,000 | $32.15 | 119,848 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-11-03 | 39,800 | $70.70 | 80,048 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-03 | 200 | $71.11 | 79,848 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-11-04 | 9,000 | $40.50 | 88,848 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-11-04 | 9,000 | $32.15 | 97,848 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-11-04 | 15,200 | $72.11 | 82,648 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-11-04 | 2,800 | $72.88 | 79,848 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2010-11-03 | 20,000 | $0.00 | 20,000 | $40.50 |
Class A Common Stock | Option (right to buy) | Disposition | 2010-11-03 | 20,000 | $0.00 | 20,000 | $32.15 |
Class A Common Stock | Option (right to buy) | Disposition | 2010-11-04 | 9,000 | $0.00 | 9,000 | $40.50 |
Class A Common Stock | Option (right to buy) | Disposition | 2010-11-04 | 9,000 | $0.00 | 9,000 | $32.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,000 | 2011-07-26 | No | 4 | M | Direct | |
9,000 | 2012-07-10 | No | 4 | M | Direct | |
0 | 2011-07-26 | No | 4 | M | Direct | |
0 | 2012-07-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 5,234 | Indirect | by children of WPL |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 634,152 | 634,152 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,262,800 | 3,262,800 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 22,870 | 22,870 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
634,152 | 634,152 | Direct | |
3,262,800 | 3,262,800 | Direct | |
22,870 | 22,870 | Indirect |
Footnotes
- 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010 and on May 3, 2010.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
- Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
- GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
- WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on April 29, 2010.
- Owned by WPL directly.
- WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on April 29, 2010.
- Owned by WPL indirectly, in custody for his children.
- Options granted pursuant to the 1999 Share Incentive Plan in respect of 33,000 shares exercisable from and after January 1, 2004; 33,000 shares exercisable from and after January 1, 2005; 34,000 shares exercisable from and after January 1, 2006.
- Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 33,000 shares exercisable from and after January 1, 2004; 33,000 shares exercisable from and after January 1, 2005; 34,000 shares exercisable from and after January 1, 2006.
- Not applicable.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Sales prices range from $70.08 to $71.07 per share, inclusive.
- Sales prices range from $71.08 to $71.27 per share, inclusive.
- Sales prices range from $71.69 to $72.68 per share, inclusive.
- Sales prices range from $72.69 to $73.06 per share, inclusive.
- Sales prices range from $70.08 to $71.03 per share, inclusive.
- Sales prices range from $71.25 to $71.29 per share, inclusive.
- Sales prices range from $71.69 to $72.67 per share, inclusive.
- Sales prices range from $72.70 to $73.08 per share, inclusive.
- Sales prices range from $70.08 to $71.06 per share, inclusive.
- Sales prices range from $71.08 to $71.13 per share, inclusive.
- Sales prices range from $71.71 to $72.67 per share, inclusive.
- Sales prices range from $72.74 to $73.05 per share, inclusive.