Filing Details
- Accession Number:
- 0001181431-10-053663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 14:30:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188828 | Keith Loveless | Alaska Airlines Inc 19300 International Blvd Seattle WA 98188 | Vp/Legal & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 4,150 | $32.96 | 12,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 4,150 | $53.90 | 8,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 4,150 | $32.96 | 12,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 4,150 | $54.90 | 8,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2010-11-03 | 4,150 | $0.00 | 4,150 | $32.96 |
| Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2010-11-04 | 4,150 | $0.00 | 4,150 | $32.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,150 | 2006-08-30 | 2015-08-30 | No | 4 | M | Direct |
| 0 | 2007-08-30 | 2015-08-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 742 | Direct | |
| Common Stock | 345 | Indirect | ESOP TRUST |
| Common Stock | 14,880 | Direct |
Footnotes
- SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN AS OF DECEMBER 31, 2009.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- THE SAME-DAY EXERCISE AND SALE OF OPTIONS WERE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON SEPTEMBER 14, 2010.
Billionaire Hedge Funds
