Filing Details
- Accession Number:
- 0001225208-10-024860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 12:00:00
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 17:04:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304945 | P David Hess | One Financial Plaza Hartford CT 06101 | President, Pratt & Whitney | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 52,000 | $56.53 | 83,322 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 50,000 | $57.84 | 133,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-11 | 300 | $75.21 | 133,022 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 700 | $75.21 | 132,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 5,100 | $75.26 | 127,222 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 6,000 | $75.25 | 121,222 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 12,343 | $75.20 | 108,879 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-11 | 77,557 | $75.19 | 31,322 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2010-11-11 | 52,000 | $0.00 | 52,000 | $56.53 |
| Common Stock | Stock Appreciation Right | Disposition | 2010-11-11 | 50,000 | $0.00 | 50,000 | $57.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
| 0 | 2009-03-08 | 2016-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,842 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
