Filing Details
- Accession Number:
- 0001234452-10-000258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-12 12:00:00
- Reporting Period:
- 2010-11-09
- Filing Date:
- 2010-11-12
- Accepted Time:
- 2010-11-12 15:17:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179885 | Duane Nelles | 5775 Morehouse Dr. San Diego CA 92121-1714 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-09 | 20,000 | $20.64 | 131,340 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-11-09 | 20,000 | $47.98 | 111,340 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2010-11-09 | 15,000 | $18.81 | 126,340 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-11-09 | 15,000 | $47.98 | 111,340 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2010-11-10 | 5,000 | $18.81 | 116,340 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-11-10 | 5,000 | $47.92 | 111,340 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-09 | 15,000 | $0.00 | 15,000 | $18.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-10 | 5,000 | $0.00 | 5,000 | $18.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-11-09 | 20,000 | $0.00 | 20,000 | $20.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2013-02-10 | No | 4 | M | Direct | |
| 0 | 2013-02-10 | No | 4 | M | Direct | |
| 0 | 2012-02-11 | No | 4 | M | Direct |
Footnotes
- Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.
- The sale prices for this transaction ranged from $47.93 to $48.1850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The sale prices for this transaction ranged from $47.90 to $47.95. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002.
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