Filing Details
- Accession Number:
- 0001140361-10-043962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 16:29:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1264755 | Newalliance Bancshares Inc | NAL | National Commercial Banks (6021) | 522407114 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284655 | J Roxanne Coady | C/O Newalliance Bank 195 Church Street New Haven CT 06510 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-03 | 12,000 | $12.89 | 30,050 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-11-03 | 3,000 | $12.93 | 15,550 | No | 4 | P | Indirect | By SEP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Indirect | By SEP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,400 | Indirect | By Stock Award |
Common Stock | 3,398 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $14.39 | 2005-12-30 | 2015-06-17 | 214,000 | 214,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-06-17 | 214,000 | 214,000 | Direct |
Footnotes
- Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Compensation Plan vest 15% on each January 1 of years 2006 - 2011 and 10% on January 1, 2012.
- Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest on May 31, 2011.