Filing Details
- Accession Number:
- 0000941138-10-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 16:55:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 941138 | Unisource Energy Corp | UNS | Electric Services (4911) | 860786732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231030 | P Kevin Larson | 1 S. Church Avenue Suite 201 Tucson AZ 85701 | Svp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-05 | 500 | $18.12 | 46,075 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 9,500 | $18.12 | 55,575 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 9,500 | $36.00 | 46,075 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 7,783 | $17.84 | 53,858 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 7,783 | $36.00 | 46,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-05 | 500 | $0.00 | 500 | $18.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-05 | 9,500 | $0.00 | 9,500 | $18.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-11-05 | 7,783 | $0.00 | 7,783 | $17.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,500 | 2012-01-02 | No | 4 | M | Direct | |
| 25,000 | 2012-01-02 | No | 4 | M | Direct | |
| 0 | 2013-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,818 | Indirect | By 401(k) Plan |
Footnotes
- The options vested in 3 equal installments on January 2, 2003, 2004 and 2005.
- The options vested in 3 equal installments on May 9, 2004, 2005 and 2006.
Billionaire Hedge Funds
