Filing Details
- Accession Number:
- 0001209191-10-053401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 16:02:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326190 | Pharmathene Inc | PIP | Pharmaceutical Preparations (2834) | 202726770 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173408 | L.p. Iii Bioventures Mpm | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1173409 | L.p. Iii-Qp Bioventures Mpm | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1249063 | Mpm Bioventures Iii Parallel Fund, L.p. | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1249133 | Mpm Bioventures Iii Gmbh & Co. Beteiligungs Kg | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1249143 | L.p. Gp Iii Bioventures Mpm | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1249147 | Mpm Bioventures Iii Llc | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1397371 | Mpm Asset Management Investors 2004 Bviii Llc | C/O Mpm Asset Management 200 Clarendon St., 54Th Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-03 | 2,428,171 | $2.54 | 5,917,614 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-11-03 | 430,000 | $3.50 | 6,347,614 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Convertible Note | Disposition | 2010-11-03 | 0 | $0.00 | 2,428,171 | $2.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-07-28 | No | 4 | C | Indirect |
Footnotes
- These notes were held in principal amount as follows: $304,967.95 by MPM BioVentures III, L.P. ("BV III"), $4,535,272.77 by MPM BioVentures III-QP, L.P. ("BV III QP"), $383,274.43 by MPM BioVentures III GmbH & Co. Beteiligungs KG ("BV KG"), $136,981.07 by MPM BioVentures III Parallel Fund, L.P. ("BV Parallel") and $107,818.80 by MPM Asset Management Investors 2004 BVIII LLC ("AM 2004"). Amounts reflected above also include accrued interest on the notes as follows: $39,222.27 by BV III, $583,286.47 by BV III QP, $49,293.35 by BV KG, $17,617.29 by BV Parallel and $13,866.70 by AM 2004. MPM BioVentures III GP, L.P. ("MPM III GP") and MPM BioVentures III LLC ("MPM III LLC") are the direct and indirect general partners of BV III QP, BV III and BV Parallel and BV KG. Luke Evnin, Ansbert Gadicke, Nicholas Galakatos, Dennis Henner, Nicholas Simon III, Michael Steinmetz and Kurt Wheeler are the members of MPM III LLC and AM 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
- Immediately convertible into shares of Common Stock of the Issuer at the rate of $2.541667 per share.
- The shares were acquired as follows: 135,419 by BV III, 2,013,859 by BV III QP, 170,191 by BV KG, 60,826 by BV Parallel and 47,876 by AM 2004.
- The shares are held as follows: 330,024 by BV III, 4,907,913 by BV III QP, 414,765 by BV KG, 148,235 by BV Parallel and 116,677 by AM 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
- The shares were purchased as follows: 23,981 by BV III, 356,630 by BV III QP, 30,139 by BV KG, 10,772 by BV Parallel and 8,478 by AM 2004.
- The shares are held as follows: 354,005 by BV III, 5,264,543 by BV III QP, 444,904 by BV KG, 159,007 by BV Parallel and 125,155 by AM 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.