Filing Details
- Accession Number:
- 0001181431-10-053803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 13:00:00
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 17:40:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438913 | J. Larry Pacey | 800 S. Northpoint Blvd Waukegan IL 60085 | Evp Of Global Products & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-03 | 15,000 | $13.73 | 48,803 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-11-03 | 29,891 | $43.03 | 18,912 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2010-11-03 | 15,000 | $0.00 | 15,000 | $13.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-09 | No | 4 | M | Direct |
Footnotes
- Includes or consists of 18,912 restricted shares or units.
- The details of these trades were as follows: 13,707 at $43.00; 4,348 at $43.01, 3,830 at $43.02, 1,700 at $43.03, 1,200 at $43.04, 700 at $43.05, 100 at $43.06, 132 at $43.07, and 4,174 at $43.15.
- 1/4 vested on 5/9/2002, 5/9/2003, 5/9/2004, 5/9/2005