Filing Details
- Accession Number:
- 0001193099-10-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 12:00:00
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 18:32:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789019 | Microsoft Corp | MSFT | Services-Prepackaged Software (7372) | 911144442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193118 | J Steven Sinofsky | C/O Microsoft Corporation One Microsoft Way Redmond WA 98052-6399 | President, Windows Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-05 | 116,200 | $25.14 | 809,707 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 116,200 | $27.16 | 693,507 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-09 | 83,800 | $25.14 | 777,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-09 | 83,800 | $27.10 | 693,507 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-05 | 116,200 | $0.00 | 116,200 | $25.14 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-09 | 83,800 | $0.00 | 83,800 | $25.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 794,911 | 2006-02-20 | 2011-02-20 | No | 4 | M | Direct |
| 711,111 | 2006-02-20 | 2011-02-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $27.10 to $27.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $27.10 to $27.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
