Filing Details
- Accession Number:
- 0001209191-10-053733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 12:00:00
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 17:10:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047188 | Penwest Pharmaceuticals Co | PPCO | Pharmaceutical Preparations (2834) | 911513032 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1100962 | Endo Pharmaceuticals Holdings Inc | 100 Endo Boulevard Chadds Ford PA 19317 | No | No | Yes | No | |
1501813 | West Acquisition Corp. | 100 Endo Boulevard Chadds Ford PA 19317 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2010-11-04 | 3,173,334 | $0.00 | 33,627,009 | No | 4 | P | Indirect | owned through wholly owned corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | owned through wholly owned corporation |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Options | Options | Acquisiton | 2010-11-04 | 928 | $0.00 | 928 | $2.62 |
Options | Options | Acquisiton | 2010-11-04 | 398 | $0.00 | 398 | $3.05 |
Options | Options | Acquisiton | 2010-11-04 | 250 | $0.00 | 250 | $3.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,576 | 2009-03-13 | 2010-12-31 | No | 4 | P | Indirect |
1,576 | 2009-06-11 | 2010-12-31 | No | 4 | P | Indirect |
1,576 | 2009-01-22 | 2010-12-31 | No | 4 | P | Indirect |
Footnotes
- Reflects shares of common stock, par value $0.001 per share ("Shares"), not tendered in the tender offer pursuant to the Agreement and Plan of Merger, dated August 9, 2010, by and among the Company, Endo Pharmaceuticals Holdings Inc. ("Parent") and West Acquisition Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Parent ("Purchaser"), and deemed acquired at a price of $5.00 per Share, net to the seller in cash, without interest and less any required withholding taxes, pursuant to the consummation of the merger of the Purchaser with and into the Company (the "Merger"). At the effective time of the Merger, the aforementioned shares and options were cancelled and ceased to exist and each share of the Purchaser converted into shares of the Company. Purchaser's separate corporate existence ceased and the Company survived as an indirect wholly owned subsidiary of the Parent.