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Home > Insider Trading > Filing (0001209191-10-053739)

Filing Details

Accession Number:: 0001209191-10-053739
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-08 12:00:00
Reporting Period:: 2010-11-04

Filing Date:: 2010-11-08
Accepted Time:: 2010-11-08 17:26:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1109242	Hanmi Financial Corp	HAFC	National Commercial Banks (6021)	954788120

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1172529	Hyung Joon Lee	3660 Wilshire Boulevard Penthouse &Quot;A&Quot; Los Angeles CA 90010		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-11-04	286,830	$1.17	2,433,275	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.35	2010-04-08	2019-04-07	16,000	0	Direct
Common Stock	Stock Option	$21.63	2007-11-15	2016-11-14	24,000	0	Direct
Common Stock	Stock Option	$14.25	2001-09-20	2011-09-19	36,624	0	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-04-07	16,000	0	Direct
2016-11-14	24,000	0	Direct
2011-09-19	36,624	0	Direct

Footnotes

This total includes 15,000 stock bonus award granted on April 8, 2009 which vests over 5 years.
20% of stock option will be vested on each anniversary date for the next five years.
33.33% of stock option will be vested on each anniversary date for the next three years.