Filing Details
- Accession Number:
- 0001181431-10-052645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-01 13:00:00
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-01
- Accepted Time:
- 2010-11-01 16:51:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 51143 | International Business Machines Corp | IBM | Computer & Office Equipment (3570) | 130871985 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297090 | S Timothy Shaughnessy | Ibm Corporation 294 Route 100 Somers NY 10589 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-29 | 10,000 | $78.13 | 34,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-29 | 20,000 | $142.00 | 14,982 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-10-29 | 1,942 | $142.00 | 13,040 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-10-29 | 1,942 | $78.13 | 1,961 | No | 4 | M | Indirect | spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2010-10-29 | 10,000 | $0.00 | 10,000 | $78.13 |
| Common Stock | Emp. Stock Option (right to buy) | Disposition | 2010-10-29 | 1,942 | $0.00 | 1,942 | $78.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,013 | 2007-02-25 | 2013-02-24 | No | 4 | M | Direct |
| 0 | 2007-02-25 | 2013-02-24 | No | 4 | M | Indirect |
Footnotes
- The amount shown above in column 5 (13,040.272) includes 1,942 shares acquired by spouse upon the stock option exercise disclosed in Table II.
- This amount reflects the sale of 1,942 shares acquired by spouse upon the stock option exercise disclosed in Table II, which shares were sold as reflected above.
- The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- This grant vested in four equal annual installments; the last installment vested on the date shown above.
Billionaire Hedge Funds
