Filing Details
- Accession Number:
- 0001181431-10-052253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-27 13:00:00
- Reporting Period:
- 2010-10-27
- Filing Date:
- 2010-10-27
- Accepted Time:
- 2010-10-27 17:46:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1338042 | Aegerion Pharmaceuticals Inc. | AEGR | Pharmaceutical Preparations (2834) | 202960116 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402023 | L.p. (Delaware) Iii Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1447764 | Branch Jersey L.p. Partners Yucca | The Ogier House, The Esplanade St, Helier, Channel Islands Y9 JE4 9WG | No | No | Yes | No | |
1503681 | L.p. (Jersey) Fund Entrepreneur Parallel Iii Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1503683 | Ltd Iii Associates Venture Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1503686 | L.p. (Jersey) Iii Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-27 | 1,367,346 | $0.00 | 1,367,346 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2010-10-27 | 477,723 | $0.00 | 1,845,069 | No | 4 | C | Indirect | See Footonotes |
Common Stock | Acquisiton | 2010-10-27 | 881,128 | $7.60 | 2,726,197 | No | 4 | C | Indirect | See Footonotes |
Common Stock | Acquisiton | 2010-10-27 | 315,789 | $9.50 | 3,041,986 | No | 4 | P | Indirect | See Footonotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footonotes |
No | 4 | C | Indirect | See Footonotes |
No | 4 | P | Indirect | See Footonotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-10-27 | 3,533,095 | $0.00 | 1,367,346 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-10-27 | 782,801 | $0.00 | 477,723 | $0.00 |
Common Stock | Senior Subordinated Convertible Promissory Notes | Disposition | 2010-10-27 | 0 | $0.00 | 881,128 | $7.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2011-12-31 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,046,158 | Indirect | See Footnotes |
Footnotes
- These securities are owned directly by Index Ventures III (Jersey), L.P. ("IVIII Jersey"), Index Ventures III (Delaware), L.P. ("IVIII Delaware") and Index Ventures Parallel Entrepreneur Fund (Jersey) ("IVPEF"), of which Index Venture Associates III Limited is the general partner and by Yucca Partners L.P. (Jersey Branch) as Administrator of the Index Co-Investment Scheme ("Yucca"). Michele Ollier, Director of the Issuer, is a partner of the Index Ventures. Index Venture Associates III Limited and Dr. Ollier disclaim beneficial ownership of all such shares held by the foregoing funds, except to the extent of their proportionate pecuniary interest therein.
- Upon the closing of the Issuer's initial public offering on October 27, 2010, each share of Series A Convertible Preferred Stock (the"Series A Shares") and each share of the Series B Convertible Preferred Stock (the "Series B Shares"), plus accrued dividends, immediately converted into shares of common stock of the Issuer in accordance with the terms of the Issuer's Third Amended and Restated Certificate of Incorporation. The Series A Shares coverted on a 1-for-0.38701117412 basis and the Series B Shares converted on a 1-for-0.6102765793 basis. The Series A Shares and the Series B Shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's initial public offering and had no expiration date.
- IVIII Jersey is the direct beneficial owner of 444,181 shares of common stock issued upon the conversion of its Series A Shares and 153,242 shares of common stock issued upon the conversion of its Series B Shares; IVIII Delaware is the direct beneficial owner of 902,307 shares of common stock issued upon the conversion of its Series A Shares and 311,294 shares of common stock issued upon the converion of its Series B Shares; IVPEF is the direct beneficial owner of 16,073 shares of common stock issued upon the conversion of its Series A Shares and 5,544 shares of common stock issued upon the conversion of its Series B Shares; and Yucca is the direct beneficial owner of 4,785 shares of common stock issued upon the conversion of its Series A Shares and 7,643 shares of common stock issued upon the conversion of its Series B Shares.
- The outstanding principal and accrued and unpaid interest on these senior subordinated convertible promissory notes (the "Convertible Notes") automatically converted into shares of common stock upon the closing of the Issuer's initial public offering, at $7.60 per share, 80% of the Issuer's initial public offering price per share.
- IVIII Jersey is the direct beneficial owner of 285,307 shares of common stock issued upon the conversion of its Convertible Notes; IVIII Delaware is the direct beneficial owner of 579,571 shares of common stock issued upon the conversion of its Convertible Notes; IVPEF is the direct beneficial owner of 10,320 shares of common stock issued upon the conversion of its Convertible Notes; and Yucca is the direct beneficial owner of 5,930 shares of common stock issued upon the conversion of its Convertible Notes.
- Shares acquired upon the closing of the Issuer's initial public offering at the initial public offering price of $9.50 per share.
- IVIII Delaware is the direct beneficial owner of 315,789 shares of common stock of the Issuer.
- IVII Jersey is the direct beneficial owner of 1,356 shares of common stock of the Issuer; IVIII Delaware is the direct beneficial owner of 2,754 shares of common stock of the Issuer; IVPEF is the direct beneficial owner of 48 shares of common stock of the Issuer; and Yucca is the direct beneficial owner of 14 shares of common stock of the Issuer.