Filing Details

Accession Number:
0001019687-10-003796
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-26 13:00:00
Reporting Period:
2010-10-22
Filing Date:
2010-10-26
Accepted Time:
2010-10-26 17:27:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 David Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403417 Chavez Monica Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403463 Trust Quercus 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-22 6,000 $1.18 5,841,080 No 4 S Direct
Common Stock Disposition 2010-10-25 7,500 $1.10 5,833,580 No 4 S Direct
Common Stock Disposition 2010-10-26 9,600 $1.11 5,823,980 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct