Filing Details
- Accession Number:
- 0001140361-10-041748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-20 13:00:00
- Reporting Period:
- 2009-08-21
- Filing Date:
- 2010-10-20
- Accepted Time:
- 2010-10-20 16:48:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120792 | Nfinanse Inc. | NFSE | Short-Term Business Credit Institutions (6153) | 651071956 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134583 | A Donald Harris | C/O Nfinanse Inc. 3923 Coconut Palm Drive, Suite 107 Tampa FL 33619 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series D Preferred Stock | Acquisiton | 2009-08-21 | 117,592 | $3.00 | 117,592 | No | 4 | P | Indirect | (1) |
Series D Preferred Stock | Acquisiton | 2009-08-21 | 1,889 | $3.00 | 119,481 | No | 4 | P | Direct | |
Series D Preferred Stock | Acquisiton | 2009-12-01 | 2,917 | $3.00 | 122,398 | No | 4 | P | Direct | |
Series E Preferred Stock | Acquisiton | 2010-07-03 | 66,667 | $1.50 | 66,667 | No | 4 | P | Indirect | (2) |
Series E Preferred Stock | Acquisiton | 2010-09-30 | 5,000 | $1.50 | 71,667 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | (1) |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | (2) |
No | 4 | P | Direct |
Footnotes
- Represents 117,592 shares of Series D Preferred Stock beneficially owned directly by 5 Star Partnership. Mr. Harris holds voting power as the President of 1162 Management, LLC, which is the general partner of 5 Star Partnership. Mr. Harris disclaims beneficial ownership of the securities held by these entities except for his pecuniary interest therein.
- Represents 66,667 shares of Series E Preferred Stock beneficially owned directly by 5 Star Partnership. Mr. Harris holds voting power as the President of 1162 Management, LLC, which is the general partner of 5 Star Partnership. Mr. Harris disclaims beneficial ownership of the securities held by these entities except for his pecuniary interest therein.