Filing Details
- Accession Number:
- 0001019687-10-003141
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-20 13:00:00
- Reporting Period:
- 2010-05-31
- Filing Date:
- 2010-08-20
- Accepted Time:
- 2010-08-20 09:10:07
- Original Submission Date:
- 2010-06-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110607 | Deep Down Inc. | DPDW | Oil & Gas Field Machinery & Equipment (3533) | 752263732 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235801 | R Mark Hollinger | 8827 W. Sam Houston Parkway N., Suite 100 Houston TX 77040 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-28 | 500,000 | $0.10 | 500,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-31 | 1,000,000 | $0.09 | 1,500,000 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Footnotes
- Restricted stock grant is subject to forfeiture - restrictions lapse with respect to 333,334 shares on the first anniversary from the date of the grant, restrictions lapse with respect to 333,333 shares on the second anniversary from the date of the grant, and restrictions lapse with respect to the remaining 333,333 shares on the third anniversary from the date of the grant.
- Includes 1,000,000 shares of restricted stock that have time-based vesting provisions.