Filing Details
- Accession Number:
- 0001144204-13-068549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 19:45:02
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 19:45:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166809 | C David Hardie | 940 Southwood Blvd., Suite 201 Incline Village NV 89451 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-18 | 11,955 | $7.56 | 677,504 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-19 | 7,640 | $7.61 | 669,864 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-20 | 21,188 | $7.66 | 648,676 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-18 | 7,081 | $7.56 | 195,834 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-19 | 4,527 | $7.61 | 191,307 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-20 | 12,552 | $7.66 | 178,755 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
Footnotes
- The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- Sold pursuant to Rule 10b5-1.
Billionaire Hedge Funds
