Filing Details
- Accession Number:
- 0001209191-13-058265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 17:32:26
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 17:32:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
858803 | Avanir Pharmaceuticals Inc. | AVNR | Pharmaceutical Preparations (2834) | 330314804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534986 | Md Joao Siffert | 20 Enterprise, Suite 200 Aliso Viejo CA 92656 | Svp, R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-18 | 5,970 | $2.63 | 110,230 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The proceeds from the sales will be used to pay required withholdings due by the Reporting Person upon the vesting of 12,282 Restricted Stock Units on December 17, 2013. Following the sales reported on this Form 4, the Reporting Person has a total of 172,031 options to purchase shares of common stock that are vested and immediately exercisable and a total of 245,625 options to purchase shares of common stock that have not yet vested. Following the sales reported on this Form 4, the Reporting Person also has 214,225 unvested Restricted Stock Units, of which 43,000 are performance-based Restricted Stock Units.
- Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.