Filing Details
- Accession Number:
- 0001127602-13-035382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 16:32:28
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 16:32:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1382951 | Alan Joe Stubblefield | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Sr. Vice Pres. Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-18 | 13,001 | $27.18 | 74,405 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-18 | 14,050 | $30.68 | 88,455 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-18 | 23,792 | $38.12 | 64,663 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-12-18 | 13,001 | $0.00 | 13,001 | $27.18 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-12-18 | 14,050 | $0.00 | 14,050 | $30.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-13 | 2014-12-13 | No | 4 | M | Direct |
| 0 | 2009-12-11 | 2015-12-11 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $40.73 | 2010-12-10 | 2016-12-10 | 9,050 | 9,050 | Direct |
| Common Stock | Stock Options (Right to Buy) | $36.22 | 2011-12-09 | 2017-12-09 | 6,510 | 6,510 | Direct |
| Common Stock | Stock Options (Right to Buy) | $36.87 | 2012-12-08 | 2018-12-08 | 7,610 | 7,610 | Direct |
| Common Stock | Stock Options (Right to Buy) | $34.50 | 2013-12-06 | 2019-12-06 | 8,400 | 8,400 | Direct |
| Common Stock | Stock Options (Right to Buy) | $38.97 | 2014-12-05 | 2020-12-05 | 11,890 | 11,890 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-12-10 | 9,050 | 9,050 | Direct |
| 2017-12-09 | 6,510 | 6,510 | Direct |
| 2018-12-08 | 7,610 | 7,610 | Direct |
| 2019-12-06 | 8,400 | 8,400 | Direct |
| 2020-12-05 | 11,890 | 11,890 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $38.10 to $38.15. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
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