Filing Details
- Accession Number:
- 0001209191-13-058187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 16:05:28
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 16:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187586 | H Joseph Moglia | 200 S. 108Th Ave. Omaha NE 68154 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-18 | 9,606 | $30.04 | 937,449 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-19 | 53,657 | $30.33 | 883,792 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.00 to $30.07. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.05 to $30.57. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.