Filing Details
- Accession Number:
- 0000769993-13-000538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 13:30:47
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 13:30:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29534 | Dollar General Corp | DG | Retail-Variety Stores (5331) | 610502302 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359316 | M Adrian Jones | C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-11 | 899,475 | $60.61 | 360,055 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any. The Reporting Person resigned from the board of directors of the Company (as defined below), effective December 5, 2013.
- In connection with the sale of common stock, par value $0.875 per share (the "Common Stock"), of Dollar General Corporation (the "Company") pursuant to Rule 144 under the Securities Act of 1933, as amended, on December 11, 2013, Buck Holdings, L.P. sold 4,150,665 shares of Common Stock. Buck Holdings, L.P. is a limited partnership whose general partner is Buck Holdings, LLC. The membership interests of Buck Holdings, LLC are held by a private investor group, which includes certain investment partnerships (the "GS Funds") and GSUIG, L.L.C. ("GSUIG"). Goldman Sachs is the investment manager of the GS Funds. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner or investment manager of the GS Funds. GSUIG is a wholly-owned subsidiary of GS Group.
- GS Group may be deemed to beneficially own 2,572 shares of Common Stock received by Adrian M. Jones, a managing director of Goldman Sachs, in his capacity as a director of the Company, upon settlement of restricted stock units that were granted to him pursuant to the Amended and Restated 2007 Stock Incentive Plan for Key Employees of Dollar General Corporation and Its Affiliates. Mr. Jones has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group.
- As of December 11, 2013, Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 357,483 shares of Common Stock, and Goldman Sachs holds open short positions of 250,799 shares of Common Stock, each due to exempt transactions. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.