Filing Details
- Accession Number:
- 0000950138-13-000559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-20 11:19:55
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-20
- Accepted Time:
- 2013-12-20 11:19:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393821 | L Frank Steeves | C/O Emerson Electric Co. 8000 W. Florissant Ave. St. Louis MO 63136 | Exec. Vp, Secy & Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-03 | 1,000 | $0.00 | 115,725 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-12-13 | 1,000 | $0.00 | 114,725 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-12-18 | 3,000 | $67.00 | 111,725 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-19 | 1,875 | $53.31 | 113,600 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-19 | 6,990 | $42.91 | 120,590 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-19 | 1,875 | $0.00 | 1,875 | $53.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-19 | 6,990 | $0.00 | 6,990 | $42.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 108,125 | 2011-10-04 | 2020-10-04 | No | 4 | M | Direct |
| 83,010 | 2008-04-03 | 2017-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,030 | Indirect | 401(k) plan |
| Common Stock | 3,125 | Indirect | 401(k) excess plan |
Footnotes
- Bona fide gift of 1,000 shares to Reporting Person's daughter.
- Bona fide gift by the Reporting Person of 1,000 shares to the Emerson Directors' and Officers' Charitable Trust.
- Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- Exercise of incentive stock options exempt under Rule 16b-3.
- When taken together with any previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
- Price is not applicable to stock options received as incentive compensation.
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