Filing Details
- Accession Number:
- 0001225208-13-025803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 20:00:36
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 20:00:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33619 | Esterline Technologies Corp | ESL | Industrial Instruments For Measurement, Display, And Control (3823) | 132595091 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338245 | J Gary Posner | 500 108Th Avenue Ne Suite 1500 Bellevue WA 98004 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-18 | 3,600 | $32.00 | 4,389 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-18 | 2,000 | $38.90 | 6,389 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-18 | 1,700 | $53.00 | 8,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-18 | 2,200 | $95.85 | 5,889 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-18 | 5,100 | $96.95 | 789 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-18 | 2,000 | $0.00 | 2,000 | $38.90 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-18 | 1,700 | $0.00 | 1,700 | $53.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-18 | 3,600 | $0.00 | 3,600 | $32.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-02 | 2015-06-02 | No | 4 | M | Direct |
| 0 | 2008-12-06 | 2017-12-06 | No | 4 | M | Direct |
| 0 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $95.60 to $96.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $96.61 to $97.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- This option vests and becomes exercisable in 25% increments beginning 06/02/2006 and each of 06/02/2007, 06/02/2008 and 06/02/2009
- This option vests and becomes exercisable in 25% increments beginning 12/06/2008 and each of 12/06/2009, 12/06/2010 and 12/06/2011
- This derivative has a 4 year 25% vesting schedule.
Billionaire Hedge Funds
