Filing Details

Accession Number:
0001179110-13-018337
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-19 19:53:30
Reporting Period:
2013-12-18
Filing Date:
2013-12-19
Accepted Time:
2013-12-19 19:53:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
201461 City National Corp CYN National Commercial Banks (6021) 952568550
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207188 D Russell Goldsmith 400 N. Roxbury Drive
Beverly Hills CA 90210
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-18 15,000 $78.10 264,930 No 4 S Indirect By Maple Pine Limited Partnership
Common Stock Acquisiton 2013-12-19 15,284 $34.11 27,689 No 4 M Direct
Common Stock Disposition 2013-12-19 15,284 $77.90 12,405 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Maple Pine Limited Partnership
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Acquisiton 2013-12-19 15,284 $0.00 15,284 $34.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-07-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 347,924 Indirect By the Russell Goldsmith Trust
Common Stock 7,985 Indirect As Trustee of the ELM 2006 Charitable Annuity Lead Trust
Common Stock 2,860,000 Indirect By the Goldsmith Family Partnership
Common Stock 4,134 Indirect As Trustee of the Brian Goldsmith 1985 Trust
Common Stock 2,912 Indirect As Trustee of the Kathryn Goldsmith 1985 Trust
Common Stock 76,222 Indirect By B.A. Quintet, LLC
Common Stock 8 Indirect As Trustee of the West LA Investment Trust No. 1-R
Common Stock 2,929 Indirect By CNC Profit Sharing Plan
Common Stock 82,405 Indirect As Trustee of the Grove Trust II
Common Stock 750 Indirect By Nate Mack L.L.C.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.26, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.06, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price iwthin the price range set forth in this footnote (2) to this Form 4.
  3. Shares held in the reporting person's City National Corporation Profit Sharing Plan as of December 17, 2013.
  4. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose.
  5. The stock options vested in four equal installments beginning July 22, 2010.