Filing Details
- Accession Number:
- 0001179110-13-018331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 18:30:25
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 18:30:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 799165 | Tgc Industries Inc | TGE | Oil & Gas Field Exploration Services (1382) | 742095844 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182279 | T Allen Mcinnes | 4532 7Th Street Lubbock TX 79416 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-13 | 5,000 | $0.00 | 1,053,291 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2013-12-17 | 10,270 | $7.07 | 1,043,021 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-18 | 19,730 | $7.19 | 1,023,291 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Acquisiton | 2013-12-18 | 19,797 | $0.00 | 19,797 | $7.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,797 | 2018-12-17 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | $3.52 | 2014-12-03 | 21,979 | 21,979 | Direct | |
| Common Stock | Nonqualified Stock Option | $5.73 | 2016-11-20 | 18,562 | 18,562 | Direct | |
| Common Stock | Nonqualified Stock Option | $5.60 | 2017-08-06 | 19,687 | 19,687 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-03 | 21,979 | 21,979 | Direct |
| 2016-11-20 | 18,562 | 18,562 | Direct |
| 2017-08-06 | 19,687 | 19,687 | Direct |
Footnotes
- Not applicable.
- Currently exercisable.
- Fifty percent of the option shares vest on date of grant (12-18-2013) and remaining fifty percent vests one year after the date of grant (12-18-2014).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.17, inclusive. The reporting person undertakes to provide TGC Industries, Inc., any security holder of TGC, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.29, inclusive. The reporting person undertakes to provide TGC Industries, Inc., any security holder of TGC, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
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