Home > Insider Trading > Filing (0001209191-13-058018)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1313918	Cifc Corp.	CIFC	Finance Services (6199)	202008622

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1065319	Charlesbank Capital Partners Llc	200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No
1273276	Partnership Limited Partners Coinvestment Charlesbank	C/O Charlesbank Capital Partners, Llc 200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No
1324895	Cb Offshore Equity Fund Vi Lp	C/O Charlesbank Capital Partners, Llc 200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No
1331318	Partnership Limited Vi Fund Coinvestment Equity Charlesbank	C/O Charlesbank Capital Partners, Llc 200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No
1381776	Charlesbank Equity Fund Vi, Limited Partnership	C/O Charlesbank Capital Partners, Llc 200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No
1477486	Cifc Parent Holdings Llc	C/O Charlesbank Capital Partners, Llc 200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No
1518887	Charlesbank Cifc Holdings, Llc	C/O Charlesbank Capital Partners, Llc 200 Clarendon Street, 54Th Floor Boston MA 02116	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-12-18	9,090,909	$9.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Charlesbank CIFC Holdings, LLC, Charlesbank Equity Fund VI, Limited Partnership, CB Offshore Equity Fund VI, L.P., Charlesbank Equity Coinvestment Fund VI, Limited Partnership and Charlesbank Coinvestment Partners, Limited Partnership (collectively, the "Charlesbank Funds") are Members of CIFC Parent Holdings LLC ("CIFC Parent") and have investment and voting control of CIFC Parent. Investment and voting control of the Charlesbank Funds is held by Charlesbank Capital Partners, LLC ("Charlesbank"), as a result, Charlesbank and the Charlesbank Funds may be considered to have beneficial ownership of shares of common stock of the Issuer held by CIFC Parent. Charlesbank and the Charlesbank Funds disclaim beneficial ownership of all such shares, except to the extent of their pecuniary interest therein.