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Home > Insider Trading > Filing (0001010549-13-000752)

Filing Details

Accession Number:: 0001010549-13-000752
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-19 17:51:07
Reporting Period:: 2013-12-19

Filing Date:: 2013-12-19
Accepted Time:: 2013-12-19 17:51:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1487817	D. Ray Schwertner	12900 Preston Road Suite 700 Dallas TX 75230	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-12-19	560	$34.75	4,100	No	4	S	Direct
Common Stock	Disposition	2013-12-19	500	$34.78	3,600	No	4	S	Direct
Common Stock	Disposition	2013-12-19	600	$34.80	3,000	No	4	S	Direct
Common Stock	Disposition	2013-12-19	400	$34.84	2,600	No	4	S	Direct
Common Stock	Acquisiton	2013-12-19	1,000	$95.79	3,600	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Acquisiton	2013-12-19	1,000	$95.79	1,000	$95.79

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,600	2011-03-22	2020-03-22	No	4	M	Direct

Footnotes

Incentive Stock Option vests annually in five equal installments of 1,000 shares each beginning 3/22/2011.