Filing Details
- Accession Number:
- 0001181431-13-063793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-19 17:08:44
- Reporting Period:
- 2013-12-17
- Filing Date:
- 2013-12-19
- Accepted Time:
- 2013-12-19 17:08:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 930775 | Encision Inc | ECIA.PK | Surgical & Medical Instruments & Apparatus (3841) | 841162056 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261174 | W David Newton | 8099 N. 63Rd Street Longmont CO 80503 | Vp Technology | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-17 | 12,500 | $0.80 | 12,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-12-17 | 6,250 | $0.00 | 6,250 | $1.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,250 | 2013-12-17 | 2018-12-16 | No | 4 | P | Direct |
Footnotes
- Reflects shares held by my wire, Kathleen Bette Newton.
Billionaire Hedge Funds
